Darryl Michael Ricklow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Darryl Michael Ricklow ( ), a licensed former licensee with CE reference ATW459. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| De Riva Asia Limited |
Rep | Type 1 — Dealing in securities | 2019-06-10 | 2019-10-17 |
| De Riva Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2019-06-10 | 2019-10-17 |
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-02-15 | 2019-03-29 |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-15 | 2019-03-29 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-30 | 2016-12-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-30 | 2016-12-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-02 | 2011-11-03 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-02 | 2011-11-03 |