Gilles Lazerges
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gilles Lazerges ( ), a licensed former licensee with CE reference ART865. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RO | Type 1 — Dealing in securities | 2012-12-13 | 2013-04-25 |
| Qantex Capital Markets Limited | Rep | Type 1 — Dealing in securities | 2012-07-03 | 2012-12-13 |
| Qantex Capital Markets Limited | Rep | Type 2 — Dealing in futures contracts | 2012-03-07 | 2013-04-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-09 | 2011-11-03 |
| Macquarie Asia Securities Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-06-09 | 2011-11-03 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-29 | 2011-05-24 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-29 | 2011-05-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-27 | 2009-04-09 |