Mitchell Yee Yong Seah

謝于榮
CE No. AOL511 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mitchell Yee Yong Seah (謝于榮), a licensed Representative with CE reference AOL511. Currently licensed at 1 firm(s): CCB International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
CCB International Securities Limited
建銀國際證券有限公司
Rep Type 1 — Dealing in securities 2022-08-01 present
CCB International Securities Limited
建銀國際證券有限公司
Rep Type 4 — Advising on securities 2022-08-01 present
CGS International Securities Hong Kong Limited
中國銀河證券香港有限公司
Rep Type 1 — Dealing in securities 2010-05-03 2013-06-27
Louis Capital Markets (Hong Kong) Limited
滙通金融有限公司
Rep Type 1 — Dealing in securities 2009-04-08 2010-04-20
Cantor Fitzgerald (Hong Kong) Capital Markets Limited
建達(香港)資本市場有限公司
Rep Type 1 — Dealing in securities 2007-01-23 2009-03-02

Related