Alicia Walker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alicia Walker ( ), a licensed former licensee with CE reference AWD560. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-10 | 2014-06-26 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-10 | 2014-06-26 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-22 | 2013-05-27 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2012-11-09 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-27 | 2012-11-09 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-27 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2010-10-27 | 2012-11-09 |