Nicolas Philippe Boulay
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicolas Philippe Boulay ( ), a licensed former licensee with CE reference AQI395. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-11 | 2023-07-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-05-11 | 2023-07-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-17 | 2020-05-11 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-17 | 2020-05-11 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2015-01-02 | 2015-08-01 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2015-01-02 | 2015-08-01 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-20 | 2014-11-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-04-20 | 2014-11-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-20 | 2011-07-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-20 | 2011-07-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-04-20 | 2011-07-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-05 | 2010-03-26 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-29 | 2010-02-06 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-25 | 2010-01-27 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-08-28 | 2009-09-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-29 | 2009-07-03 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-08 | 2009-05-17 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-24 | 2008-02-24 |