Timothy Charles Plunkett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Charles Plunkett ( ), a licensed former licensee with CE reference ARQ469. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICAP Securities Hong Kong Limited | RO | Type 1 — Dealing in securities | 2020-09-25 | 2021-07-23 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2020-07-27 | 2020-09-25 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-20 | 2020-07-18 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
RO | Type 4 — Advising on securities | 2017-06-20 | 2020-07-18 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-19 | 2017-06-20 |