Peter Kum-Chung Man
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Kum-Chung Man ( ), a licensed former licensee with CE reference AFD980. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-17 | 2012-08-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-12 | 2010-08-01 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-12 | 2007-03-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-07-12 | 2010-08-01 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-07-12 | 2007-03-01 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2010-08-01 |
| Instinet Alpha Trading Limited 極訊香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-03 | 2007-03-01 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2006-04-01 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-09 |