Sam Ning Yue Lo
羅寧雨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Ning Yue Lo (羅寧雨), a licensed Representative with CE reference ASY867. Currently licensed at 1 firm(s): Allspring Global Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allspring Global Investments (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2025-08-21 | present |
| Allspring Global Investments (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2025-08-21 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-02 | 2025-06-30 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-08-02 | 2025-06-30 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-02 | 2021-02-12 |
| Premia Partners Company Limited 睿亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-02 | 2021-02-12 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-20 | 2020-07-16 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-25 | 2019-04-04 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2016-10-25 | 2019-04-04 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-25 | 2019-04-04 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-25 | 2019-04-04 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2016-10-25 | 2019-04-04 |
| Sensible Asset Management Hong Kong Limited 盛寶資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-10-25 | 2019-04-04 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2016-10-25 | 2019-04-04 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2016-10-25 | 2019-04-04 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-23 | 2016-06-30 |
| Enhanced Investment Products Limited 易亞投資管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-23 | 2016-06-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-24 | 2010-06-14 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-24 | 2010-06-14 |