Wen Pin Lin
林文彬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wen Pin Lin (林文彬), a licensed former licensee with CE reference ALI163. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 4 — Advising on securities | 2023-10-27 | 2024-07-31 |
| Trendman Capital Limited 誠恒資本有限公司 |
RO | Type 9 — Asset management | 2023-10-27 | 2024-07-31 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2022-04-08 | 2023-02-28 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 4 — Advising on securities | 2022-04-08 | 2023-02-28 |
| China Zhong Heng Finance Group Limited 中國中恒金融集團有限公司 |
RO | Type 9 — Asset management | 2022-04-08 | 2023-02-28 |
| Encap (Global) Asset Management Limited 君裕(國際)資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-03 | 2021-09-22 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-08 | 2011-06-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-05-24 | 2010-09-30 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-08-29 | 2010-05-07 |
| RHB Asset Management Limited 興業金融資產管理有限公司 |
RO | Type 9 — Asset management | 2008-08-29 | 2010-05-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-03 | 2010-09-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-16 | 2006-11-24 |