Olivier Norbert Gaston Roma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Olivier Norbert Gaston Roma, a licensed Representative with CE reference AUJ134. Currently licensed at 1 firm(s): Marex Financial Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-02-15 | present |
| Marex Financial Services Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2017-02-15 | present |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-26 | 2016-12-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-26 | 2016-12-30 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-12-21 | 2011-09-25 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-12-21 | 2011-09-25 |