Russell William Beattie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Russell William Beattie ( ), a licensed former licensee with CE reference ALI346. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2020-06-15 | 2021-07-09 |
| Merrill Lynch Far East Limited | RO | Type 1 — Dealing in securities | 2015-08-13 | 2021-07-09 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 — Dealing in securities | 2015-08-13 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Type 2 — Dealing in futures contracts | 2015-08-13 | 2021-07-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-01-19 | 2015-08-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-01-19 | 2015-08-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-01-19 | 2015-08-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-13 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-11-22 | 2012-02-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-08 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-08 | 2010-11-22 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-09-14 | 2010-04-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-09-14 | 2010-04-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-06 | 2010-04-30 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-14 | 2007-09-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-05-14 | 2007-09-14 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | 2007-04-20 | 2007-05-10 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2006-04-28 | 2007-05-10 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 — Dealing in futures contracts | 2005-09-30 | 2007-05-10 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2004-10-14 | 2005-11-14 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-14 | 2007-05-10 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2004-10-14 | 2005-09-30 |