John Joseph Goepel
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Joseph Goepel, a licensed Representative with CE reference BSA290. Currently licensed at 2 firm(s): HSBC Securities Brokers (Asia) Limited, HSBC Broking Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-24 | present |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2022-01-31 | present |