Desmond Luk Por Liu
廖淥波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Luk Por Liu (廖淥波), a licensed former licensee with CE reference AAE569. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-12 | 2026-05-07 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-12 | 2026-05-07 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 — Asset management | 2026-03-12 | 2026-05-07 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-27 | 2024-04-30 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-27 | 2024-04-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-24 | 2024-01-19 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-11-24 | 2024-01-19 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 — Asset management | 2017-11-24 | 2024-01-19 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | present | 2005-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2004-12-07 |