David Carven Yung Yee Se
施勇儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Carven Yung Yee Se (施勇儀), a licensed Responsible Officer with CE reference ABL977. Currently licensed at 1 firm(s): M&F Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 45.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-16 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-02-16 | present |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2023-02-16 | present |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 4 — Advising on securities | 2022-03-30 | 2022-12-14 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
RO | Type 9 — Asset management | 2022-03-30 | 2022-12-14 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-24 | 2022-03-30 |
| Greenland (Asia) Securities Co., Limited 綠地(亞洲)證券有限公司 |
Rep | Type 9 — Asset management | 2022-02-24 | 2022-03-30 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2020-09-28 | 2021-04-16 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2020-09-28 | 2021-04-16 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2020-09-28 | 2021-04-16 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2020-09-28 | 2021-04-16 |
| Fargo Space Partners Limited | RO | Type 4 — Advising on securities | 2020-04-14 | 2020-04-30 |
| Fargo Space Partners Limited | RO | Type 9 — Asset management | 2020-04-14 | 2020-04-30 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-11 | 2019-05-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-11 | 2019-05-31 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-11 | 2019-05-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-15 | 2017-10-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 4 — Advising on securities | 2016-11-15 | 2017-10-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 9 — Asset management | 2016-11-15 | 2017-10-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 4 — Advising on securities | 2014-08-25 | 2016-05-04 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-16 | 2016-05-04 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-12-16 | 2016-05-04 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-10-02 | 2016-05-31 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2013-10-02 | 2016-05-31 |
| Imperium International Asset Management Limited 帝國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2013-10-02 | 2016-05-31 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-10-04 | 2013-09-17 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2011-10-04 | 2013-09-17 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-08-23 | 2011-10-04 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2011-08-23 | 2011-10-04 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-14 | 2013-09-17 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-03-14 | 2013-09-17 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 9 — Asset management | 2011-03-14 | 2013-09-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-06 | 2011-03-14 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-06 | 2011-03-14 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-06 | 2011-03-14 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-09-22 | 2010-12-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-09-22 | 2010-12-16 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2005-02-08 | 2005-10-04 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2005-02-08 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-12-07 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2010-12-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | present | 2010-12-16 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 — Asset management | present | 2010-12-16 |