Tat Keung Lau
劉達強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Keung Lau (劉達強), a licensed former licensee with CE reference AGI188. Total licence records on file: 42.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-07-29 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-05-03 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-02-08 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2024-02-08 | 2025-07-31 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-19 | 2024-05-03 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-19 | 2024-02-08 |
| Bendura Wealth Management (Hong Kong) Limited 富地財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-01-19 | 2024-02-08 |
| Shun Heng Securities Limited 信亨証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-25 | 2024-01-12 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-25 | 2024-01-12 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-25 | 2024-01-12 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-17 | 2019-06-25 |
| Hong Kong Metasequoia Capital Management Limited 香港水杉資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-17 | 2019-06-25 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-28 | 2019-06-03 |
| China Reserve Securities Limited 東儲證券有限公司 |
Rep | Type 9 — Asset management | 2019-03-28 | 2019-06-03 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 4 — Advising on securities | 2016-11-23 | 2019-02-14 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
RO | Type 9 — Asset management | 2016-11-23 | 2019-02-14 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-08 | 2016-11-23 |
| Huge Asset Management Limited 和聚資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-08 | 2016-11-23 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-12-12 | 2016-10-18 |
| F.T.M.F. Distribution Limited 吉富全球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-22 | 2016-10-18 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-14 | 2011-03-28 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-14 | 2011-03-28 |
| Arete Research Asia Limited |
RO | Type 4 — Advising on securities | 2010-07-23 | 2010-09-10 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-09 | 2010-02-06 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2008-05-09 | 2010-02-06 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-12-23 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-07-09 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-09 | 2007-10-12 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-24 | 2007-10-12 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-05-03 | 2004-05-11 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-05-03 | 2004-05-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-07 | 2004-03-11 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-07 | 2004-03-11 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-11 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-11 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-11 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |
| Goldin Equities Limited 高銀(證券)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |