Emmanuel Dominique Martial Faure
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emmanuel Dominique Martial Faure, a licensed Responsible Officer with CE reference AFC367. Currently licensed at 1 firm(s): Market Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2020-08-07 | present |
| Market Securities (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2020-08-07 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-10-03 | 2015-08-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-06-14 | 2015-08-31 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2012-03-14 | 2012-11-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-09 | 2012-06-14 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-02-06 | 2012-03-14 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2009-09-30 | 2011-09-27 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 — Dealing in futures contracts | 2009-09-30 | 2011-09-27 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 — Advising on futures contracts | 2009-09-30 | 2011-09-27 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 — Dealing in futures contracts | 2009-05-27 | 2009-09-30 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 — Advising on futures contracts | 2009-05-27 | 2009-09-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-09-18 | 2008-09-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-09-18 | 2008-09-30 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 1 — Dealing in securities | 2003-05-14 | 2008-07-16 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2008-07-16 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-05-14 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 7 — Providing automated trading services | present | 2008-07-16 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 9 — Asset management | present | 2003-05-14 |