Haroon Hasan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haroon Hasan ( ), a licensed former licensee with CE reference ADS283. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-28 | 2021-07-23 |
| Getta Securities Limited 皆得證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-28 | 2021-07-23 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-24 | 2015-02-04 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-07-24 | 2015-02-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2010-12-06 | 2011-11-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-22 | 2011-11-29 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-07-22 | 2010-12-06 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-01-29 | 2006-09-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2003-07-09 | 2006-09-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-28 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | present | 2003-06-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-28 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | present | 2003-06-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-28 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-28 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-28 |