Chun Ming Chor
左峻銘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ming Chor (左峻銘), a licensed former licensee with CE reference ANL068. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-07-04 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-04 | 2017-08-01 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-15 | 2021-06-29 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-21 | 2021-06-29 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-21 | 2021-06-29 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-06-21 | 2021-06-29 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-12-21 | 2007-06-09 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-21 | 2007-06-09 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-23 | 2007-06-09 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-13 | 2006-11-09 |
| Shun Loong Futures Limited 順隆期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-13 | 2006-11-09 |