RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RBC Global Asset Management (Asia) Limited (加皇環球資產管理(亞洲)有限公司), a Hong Kong-based licensed corporation with CE reference AAJ650. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 21 (total recorded over time: 188).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Suites 3007-3011, Level 30, One Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 6 — Advising on corporate finance | present | 2004-07-13 |
Licensed staff (all-time) (188)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Derek Tsz To Au 區子韜 | RO 9 Rep 1, 4, 9 | 2015-04 | Present |
| Man Nei Chan 陳文鈮 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-05 | 2017-02 |
| Clement Yue Sun Cheng 鄭禹新 | RO 1 Rep 1, 4, 9 | 2014-01 | Present |
| Ignatius Kum Kong Chong 鍾金剛 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Maya Funaki | RO 9 Rep 1, 4, 9 | 2015-01 | Present |
| Tomonori Kaneko 金子友紀 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | 2021-05 |
| Vanessa Luong 梁美雲 | RO 1, 4, 9 | 2015-02 | 2017-12 |
| Adam Wells Matthews | RO 1, 4, 9 Rep 1, 4, 9 | 2011-10 | 2015-12 |
| Mayur Raoul Nallamala | RO 1, 4, 9 Rep 1, 4, 9 | 2013-08 | 2026-05 |
| To Han Ng 吳道衡 | RO 1, 4, 9 Rep 1, 4, 9 | 2003-04 | 2015-10 |
| Aaron Wing Sing Pong 龐穎誠 | RO 4, 6, 9 Rep 4, 9 | Pre-2003 | 2004-03 |
| John James Roberts | RO 4 Rep 1, 4 | 2013-07 | 2017-08 |
| Yangho Soh 蘇良鎬 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-01 | Present |
| Xiaolin (SFC:BNW056) Sun 孫小琳 | RO 1, 4, 9 Rep 1, 4 | 2021-08 | Present |
| Yoji Takeda | RO 1, 4, 9 | Pre-2003 | 2013-12 |
| Ken Wai Ming Tam 譚偉明 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-09 | 2020-12 |
| Albert King Man Tsui 徐敬文 | RO 1, 4, 9 Rep 1, 4, 9 | 2008-11 | 2017-06 |
| Andrew Walter Turczyniak | RO 1, 4 Rep 1, 4 | 2012-01 | 2014-03 |
| Steven Hilyard Vinik | RO 1, 4, 9 Rep 1, 4, 9 | 2005-11 | 2007-06 |
| Chun Lan Wun 尹春蘭 | RO 1, 4, 6, 9 | Pre-2003 | 2015-06 |
| Junhua Xia 夏俊華 | RO 1, 4 Rep 1, 4, 9 | 2016-10 | 2021-05 |
| Koon Sun Yong 楊焜善 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-03 | 2016-04 |
| Changyong Ahn | Rep 1, 4 | 2008-01 | 2008-12 |
| Florence Yue San Au 區雨生 | Rep 1, 4 | 2010-10 | 2011-01 |
| Yau Wing Au 區幼詠 | Rep 1, 4 | 2014-08 | 2015-12 |
| Mark Baker | Rep 1, 4 | 2026-04 | Present |
| Soumyanshu Bhattacharya | Rep 1, 4 | 2017-02 | 2017-02 |
| Amanda Elizabeth Bottomley | Rep 1, 4 | 2005-11 | 2010-10 |
| Gerard Sean Cassidy | Rep 1, 4 | 2016-03 | 2017-02 |
| Seung Hoon Cha 車承勳 | Rep 1, 4 | 2018-07 | Present |
| Bik Yee Chan 陳碧兒 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-08 |
| Cheuk Kei Chan 陳焯基 | Rep 1 | 2012-03 | 2013-04 |
| Fanny Shuk Fan Chan 陳淑芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Hayes Chan 陳昶曦 | Rep 1, 4 | 2016-05 | 2017-08 |
| Karen (SFC:AOD418) Chan 陳嘉琳 | Rep 1, 4, 9 | 2013-05 | 2016-03 |
| King Cheung Chan 陳景翔 | Rep 1 | 2011-01 | 2012-02 |
| Kwok Kei (SFC:BEC801) Chan 陳國基 | Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Lai Yee Chan 陳麗薏 | Rep 1, 4, 9 | 2014-03 | 2016-04 |
| Man Fung (SFC:APV537) Chan 陳文鳳 | Rep 1, 4 | 2007-10 | 2017-08 |
| Mei Wah Chan 陳美華 | Rep 1, 4, 9 | 2011-09 | 2017-08 |
| Michelle Chor Wai Chan 陳楚慧 | Rep 1, 4, 9 | 2014-09 | 2014-11 |
| Philip Chi Kwan Chan 陳志鈞 | Rep 1, 4 | 2013-04 | 2013-07 |
| Fang Cheng Chang 莊芳征 | Rep 1, 4 | 2011-04 | 2017-08 |
| Moon Sung Chang 張文誠 | Rep 1, 4 | 2008-03 | 2009-03 |
| Ming Sze Chau 周銘詩 | Rep 1, 4, 9 | 2010-08 | 2013-04 |
| Yee Man Chau 周綺文 | Rep 1, 4 | 2013-07 | 2017-08 |
| Chih Cheng Chen 陳志成 | Rep 1, 4, 9 | 2012-12 | 2017-08 |
| Siguo Chen 陳思果 | Rep 1, 4, 9 | 2017-12 | Present |
| Tzu-Hsuan Chen 陳子璇 | Rep 1, 4 | 2012-11 | 2014-12 |
| Yi-An Chen 陳怡安 | Rep 1, 4, 9 | 2014-08 | 2016-03 |
| Carly Kam Yu Cheng 鄭黃金羽 | Rep 1, 4, 6, 9 | Pre-2003 | 2012-07 |
| Tien Yum Timothy Cheng 鄭天任 | Rep 1, 4 | 2017-04 | 2017-08 |
| Siu Yuk Cheung 張小玉 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-08 |
| Suk Fan Cheung 張淑芬 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-08 |
| Wai On Cheung 張慧安 | Rep 1, 4 | 2014-10 | 2015-12 |
| Ginnie Chi 池芯潁 | Rep 1, 4 | 2011-05 | 2011-09 |
| Maggie Yuk Shan Ching 程玉珊 | Rep 1, 4, 6, 9 | Pre-2003 | 2003-11 |
| Wai Lung Chiu 趙偉隆 | Rep 1, 4 | 2017-05 | 2017-08 |
| Zoe Kit Yee Choi 蔡潔儀 | Rep 1, 4, 9 | 2014-08 | 2017-08 |
| Chun Ming Chor 左峻銘 | Rep 1, 4 | 2013-07 | 2017-08 |
| Shuk Yi Chow 周淑儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2017-06 |
| Jeane Chuk Yin Chu 朱焯妍 | Rep 1, 4 | 2004-06 | 2005-04 |
| Po Chuen Chu 朱寶全 | Rep 1, 4 | 2013-07 | 2017-08 |
| Hsiu-Ling Chuang 莊繡綾 | Rep 1, 4 | 2008-08 | 2012-12 |
| Joffrey Bernard Desrousseaux | Rep 1, 4 | 2015-01 | 2015-02 |
| Mark Charles David Dowding | Rep 1, 4 | 2025-04 | Present |
| Deane Michael Dray | Rep 1, 4 | 2016-06 | 2016-06 |
| Po Fong 方寶 | Rep 1, 4 | 2018-05 | 2020-07 |
| Mei Yee Fung 馮美儀 | Rep 1, 4 | 2012-10 | 2013-03 |
| Patti Sui Mon Gee 朱秀汶 | Rep 1, 4, 9 | 2008-05 | 2016-01 |
| Cornelius Gilbert | Rep 1, 4, 9 | 2024-09 | Present |
| Peter James Goldsworthy | Rep 1, 4 | 2017-02 | 2017-03 |
| Yuya Hashinaga | Rep 1, 4, 9 | 2022-04 | 2025-02 |
| Sze Meng Ho 何思銘 | Rep 1, 4 | 2011-09 | 2012-09 |
| Ting Hong Ho 何鼎康 | Rep 1, 4 | 2014-03 | 2017-08 |
| Victor Yik Hang Ho 何奕恒 | Rep 1, 4 | 2013-07 | 2014-10 |
| David Ping Huo | Rep 1, 4, 9 | 2005-03 | 2022-10 |
| Samuel Mark Irwin | Rep 1, 4 | 2013-09 | 2015-10 |
| Aled Wyn James | Rep 1, 4 | 2005-12 | 2007-03 |
| Robert Alasdair Edward Johnson | Rep 1, 4, 9 | 2025-03 | Present |
| Kei Nap Kan 簡姬納 | Rep 1, 4 | 2011-09 | 2015-01 |
| Tin Ho (SFC:BRM125) Ko 古天皓 | Rep 1, 4, 9 | 2021-09 | 2024-06 |
| Polina Kurdyavko | Rep 1, 4 | 2026-04 | Present |
| Christopher Siu Lun Lai 黎紹倫 | Rep 1, 4, 9 | 2015-11 | Present |
| Mung Sze Lai 黎夢詩 | Rep 1, 4 | 2021-02 | Present |
| Sin Ting Lai 黎倩婷 | Rep 1, 4 | 2017-06 | 2017-08 |
| Blanche Ching Ping Lam 林清萍 | Rep 1, 4 | 2010-09 | 2010-12 |
| Jessica Yee Ching Lam 林依澄 | Rep 1 | 2007-01 | 2011-01 |
| Lorraine Sien-Yue Lam 林倩如 | Rep 1, 4, 9 | 2014-05 | 2017-08 |
| Mei Wai Lam 林美慧 | Rep 1, 4 | 2003-12 | 2004-02 |
| Sim Hing Joliot Lam 林嬋卿 | Rep 1, 4, 9 | 2015-12 | 2017-08 |
| Sze Wai (SFC:BPD545) Lam 林絲惠 | Rep 1, 4 | 2019-11 | Present |
| Wai Ngar Lam 林慧雅 | Rep 1, 4 | 2014-08 | 2017-08 |
| Wai Shing Lam 林韋成 | Rep 1, 4 | 2013-07 | 2017-08 |
| Wai Sze Lam 林慧詩 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Wan Yin Lam 林宛燕 | Rep 1 | 2005-05 | 2011-06 |
| Ming Fai Lau 劉明暉 | Rep 1, 4, 9 | 2008-05 | 2009-10 |
| Phoebe Li Wa Law 羅莉華 | Rep 1, 4, 9 | 2014-09 | 2017-08 |
| Sze Man (SFC:BGS914) Law 羅詩敏 | Rep 1, 4 | 2015-12 | 2017-05 |
| Emmanuel Rufino Jr. Ledesma | Rep 1, 4 | 2008-09 | 2009-03 |
Showing 1–100 of 188
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