Chih Cheng Chen
陳志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chih Cheng Chen (陳志成), a licensed former licensee with CE reference BAN221. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-11-11 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-04 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-04 | 2017-08-01 |