Ming Sze Chau
周銘詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Sze Chau (周銘詩), a licensed former licensee with CE reference ANQ735. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-02 | 2013-04-29 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-02 | 2013-04-29 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-08-02 | 2013-04-29 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-01-15 | 2010-07-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-17 | 2006-12-30 |