Florence Yue San Au
區雨生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Florence Yue San Au (區雨生), a licensed former licensee with CE reference ATD405. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-20 | 2011-01-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-20 | 2011-01-11 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-17 | 2010-04-15 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-17 | 2010-04-15 |