Clement Yue Sun Cheng
鄭禹新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clement Yue Sun Cheng (鄭禹新), a licensed Responsible Officer with CE reference AQE950. Currently licensed at 1 firm(s): RBC Global Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-23 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-06 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-01-06 | present |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-06 | 2018-01-23 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-06 | 2013-12-20 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-23 | 2013-12-20 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-02-23 | 2013-12-20 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-23 | 2010-02-04 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-02 | 2009-09-11 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-02 | 2009-09-11 |