Andrew Walter Turczyniak
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Walter Turczyniak ( ), a licensed former licensee with CE reference ALS639. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-28 | 2014-03-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-28 | 2014-03-06 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-03-28 | 2014-03-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2012-03-28 | 2014-03-06 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-05 | 2012-03-28 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-05 | 2012-03-28 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-09 | 2011-12-13 |
| RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 |
RO | Type 4 — Advising on securities | 2010-09-09 | 2011-12-13 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2012-03-28 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-29 | 2012-03-28 |