Philip Chi Kwan Chan
陳志鈞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chi Kwan Chan (陳志鈞), a licensed former licensee with CE reference AQL405. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-16 | 2013-07-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-16 | 2013-07-09 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2008-02-05 | 2013-04-06 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2008-02-05 | 2013-04-06 |