Ginnie Chi
池芯潁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ginnie Chi (池芯潁), a licensed former licensee with CE reference APL787. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2011-09-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-18 | 2011-09-11 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-12 | 2008-06-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-21 | 2008-06-26 |
| Angus Moore Limited 安格摩亞投資管理國際有限公司 |
Rep | Type 4 — Advising on securities | 2007-08-23 | 2007-11-29 |