Kwok Kei (SFC:BEC801) Chan
陳國基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Kei (SFC:BEC801) Chan (陳國基), a licensed former licensee with CE reference BEC801. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-11-20 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-08 | 2017-08-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-08 | 2017-08-01 |