Moon Sung Chang
張文誠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moon Sung Chang (張文誠), a licensed Representative with CE reference AQN365. Currently licensed at 1 firm(s): Aspenwood Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-07-12 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 — Asset management | 2024-07-12 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-22 | 2022-12-01 |
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2009-07-29 | 2018-02-01 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2009-07-29 | 2018-02-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-04 | 2009-03-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-04 | 2009-03-27 |