Shuk Yi Chow
周淑儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yi Chow (周淑儀), a licensed former licensee with CE reference ADI987. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zerobridge Partners Asset Management Limited |
Rep | Type 9 — Asset management | 2023-10-10 | 2026-05-15 |
| Zerobridge Partners Advisory Limited | RO | Type 1 — Dealing in securities | 2023-10-06 | 2026-05-15 |
| Zerobridge Partners Advisory Limited | RO | Type 4 — Advising on securities | 2023-10-06 | 2026-05-15 |
| Zerobridge Partners Advisory Limited | Rep | Type 1 — Dealing in securities | 2021-04-01 | 2023-10-06 |
| Zerobridge Partners Advisory Limited | Rep | Type 4 — Advising on securities | 2021-04-01 | 2023-10-06 |
| Zerobridge Partners Asset Management Limited |
Rep | Type 9 — Asset management | 2019-07-17 | 2021-02-23 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-30 | 2019-05-31 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-30 | 2019-05-31 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-11-30 | 2019-05-31 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2017-06-29 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2017-06-29 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2017-06-29 |