Michelle Chor Wai Chan
陳楚慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michelle Chor Wai Chan (陳楚慧), a licensed former licensee with CE reference BBQ431. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-01 | 2014-11-18 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-01 | 2014-11-18 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-09-01 | 2014-11-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2013-07-31 | 2014-08-09 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-07-31 | 2014-08-09 |