Yi-An Chen
陳怡安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi-An Chen (陳怡安), a licensed former licensee with CE reference BEA896. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-09 | 2019-12-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-09 | 2019-12-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-09 | 2019-12-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-19 | 2016-03-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-19 | 2016-03-14 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-08-19 | 2016-03-14 |