Junhua Xia
夏俊華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junhua Xia (夏俊華), a licensed Responsible Officer with CE reference BIE681. Currently licensed at 1 firm(s): Ninety One Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-13 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2021-12-13 | present |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-24 | 2021-12-13 |
| Ninety One Hong Kong Limited 晉達資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-24 | 2021-12-13 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2020-07-20 | 2021-05-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2020-07-20 | 2021-05-01 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2017-12-14 | 2020-08-27 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-05 | 2020-07-20 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-05 | 2020-07-20 |