Christine Tak Yin Au
區德妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christine Tak Yin Au (區德妍), a licensed former licensee with CE reference ALW550. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-02 | 2012-02-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2011-06-23 | 2012-02-27 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-02 | 2007-04-14 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-01 | 2007-04-14 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-13 | 2005-05-20 |