Grace Yan Shuen Chan
陳恩璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Grace Yan Shuen Chan (陳恩璇), a licensed former licensee with CE reference ACQ677. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2014-11-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-26 | 2014-11-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-26 | 2014-11-06 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2013-08-26 | 2014-11-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-25 | 2012-06-18 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-09-25 | 2012-06-18 |
| CES International Commodities (HK) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-09-25 | 2012-06-18 |