Joel Kian Liem Goh
吳鍵林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joel Kian Liem Goh (吳鍵林), a licensed Representative with CE reference ADI940. Currently licensed at 2 firm(s): MCM Asia Limited, MCM Investment Partners Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 1 — Dealing in securities | 2024-08-05 | present |
| MCM Asia Limited (以曼睿資本名義經營業務) |
Rep | Type 4 — Advising on securities | 2024-04-23 | present |
| MCM Investment Partners Limited (以曼睿資管名義經營業務) |
Rep | Type 9 — Asset management | 2024-04-23 | present |
| SingAlliance (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-06-16 | 2023-10-31 |
| SingAlliance (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-06-16 | 2023-10-31 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 1 — Dealing in securities | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 4 — Advising on securities | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-01-21 | 2021-11-09 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-08-27 | 2015-01-21 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 9 — Asset management | 2014-08-27 | 2015-02-13 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-06 | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-10 | 2013-07-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-10 | 2010-09-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2013-07-13 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-11-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2003-11-12 |