Sum Yuet Barbara Hui
許心悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Yuet Barbara Hui (許心悅), a licensed former licensee with CE reference ARH946. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-12-20 | 2012-03-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-08-24 | 2012-03-05 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-14 | 2010-07-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-07-14 | 2010-07-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-07-14 | 2010-07-17 |