Karen Ka Yin Ho
何家賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Yin Ho (何家賢), a licensed former licensee with CE reference AMM129. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-09-27 | 2014-03-03 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-22 | 2014-03-03 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-22 | 2014-03-03 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-16 | 2008-04-19 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-16 | 2008-04-19 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-11-16 | 2008-04-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-28 | 2006-10-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-02-28 | 2006-10-22 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-02-17 | 2006-02-24 |
| Funderstone Securities Limited | Rep | Type 1 — Dealing in securities | 2005-11-01 | 2006-01-11 |
| Funderstone Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2005-11-01 | 2006-01-11 |