Chi Ming Chung
鍾志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Chung (鍾志明), a licensed Responsible Officer with CE reference AAY647. Currently licensed at 1 firm(s): Riche Bright Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 9 — Asset management | 2022-10-17 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 4 — Advising on securities | 2022-03-07 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-27 | present |
| Riche Bright Securities Limited 富明證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-03-06 | 2025-06-24 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-05 | 2019-08-21 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | 2018-06-05 | 2019-08-21 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-24 | 2018-06-05 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-08 | 2018-01-14 |
| Jimei Securities Limited 集美證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-23 | 2016-08-08 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-31 | 2016-06-17 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-05-26 | 2003-09-05 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-22 | 2016-06-17 |