Kai Lai Hon
韓嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Lai Hon (韓嘉麗), a licensed former licensee with CE reference APC068. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-29 | 2023-12-15 |
| TFI Asset Management Limited 天風國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-29 | 2023-12-15 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-23 | 2022-03-31 |
| Rhine Asset Management Company Limited 萊茵資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-03-23 | 2022-03-31 |
| Prior Securities Limited 昇悅證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-04 | 2018-08-07 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-29 | 2017-04-03 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 — Advising on securities | 2016-01-29 | 2017-04-03 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-14 | 2016-01-29 |
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-14 | 2016-01-29 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-09 | 2015-12-31 |
| Winwin Securities Limited 共贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-17 | 2015-02-06 |
| Winwin Securities Limited 共贏證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-07 | 2013-01-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-22 | 2012-01-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-22 | 2012-01-01 |
| VC Futures Limited 滙盈期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-11-27 | 2011-11-12 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-27 | 2011-11-12 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-13 | 2009-10-12 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-13 | 2008-08-06 |