Kar Son Chu
朱嘉迅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kar Son Chu (朱嘉迅), a licensed Responsible Officer with CE reference AUZ444. Currently licensed at 1 firm(s): Environmental Investment Services Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 |
RO | Type 4 — Advising on securities | 2022-09-27 | present |
| Environmental Investment Services Asia Limited 環境投資服務亞洲有限公司 |
RO | Type 9 — Asset management | 2022-09-27 | present |
| Nan Guo International Securities Limited 南國國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-11 | 2022-01-20 |
| Nan Guo International Securities Limited 南國國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2020-09-11 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-05-18 | 2022-07-31 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2020-05-18 | 2022-07-31 |
| Augustine Securities Company Limited 奧古證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-08-13 | 2020-05-12 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-01-22 | 2020-05-12 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-22 | 2020-05-12 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2017-01-20 | 2017-11-07 |
| Look's Securities Limited |
RO | Type 1 — Dealing in securities | 2016-11-09 | 2017-11-07 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-11-09 | 2017-11-07 |
| Look's Securities Limited |
Rep | Type 1 — Dealing in securities | 2016-11-08 | 2016-11-09 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-08 | 2016-11-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-19 | 2016-10-21 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-08-19 | 2016-10-21 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-21 | 2016-10-21 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-01 | 2011-05-19 |