Look's Securities Limited

CE No. BHK525 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Look's Securities Limited (), a Hong Kong-based licensed corporation with CE reference BHK525. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 1 (total recorded over time: 20). Earliest licence on file: 2016-08-31.

Registered address

1908, 19/F, K11 Atelier, 18 Salisbury Road, Tsim Sha Tsui, Kowloon

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2016-08-31 present

Licensed staff (all-time) (20)
Active on date

Name Activities First licensed To
Li-Min Chien 簡利珉 RO 1 2017-04 2017-10
Wing Keung Chow 周永強 RO 1 2016-08 2016-12
Kar Son Chu 朱嘉迅 RO 1 Rep 1 2016-11 2017-11
Yui Him Ho 何銳謙 RO 1 Rep 1 2019-05 2019-08
Sze Yau Vivien Lai 黎思攸 RO 1 Rep 1 2016-09 Present
Kei Shun Lee 李基舜 RO 1 Rep 1 2018-02 2022-07
Suen Hong Lok 駱遜康 RO 1 2017-06 2017-12
Andrew Look 陸東 RO 1 2016-08 2017-04
Timothy Ka Yip Shen 沈嘉奕 RO 1 2017-11 2021-09
Fung Ping (SFC:AOU775) Chan 陳鳳萍 Rep 1 2019-03 2019-03
Ngai Fun Chan 陳藝分 Rep 1 2020-07 2022-07
Sixin Du 杜思欣 Rep 1 2017-03 2024-08
Chi Kit Hui 許志傑 Rep 1 2017-11 2020-12
Chun Lai Edmund Lister Hui 許晉禮 Rep 1 2019-10 2019-12
Wing Hang (SFC:BPI085) Lam 林穎姮 Rep 1 2020-01 2022-09
Mei Yan (SFC:BNV678) Leung 梁美茵 Rep 1 2018-12 2019-01
Hei Yeung Wan 尹希陽 Rep 1 2016-09 2017-02
Hoi Cheung Wong 王海祥 Rep 1 2019-04 2024-07
Wenfan Yang 楊文帆 Rep 1 2018-06 2018-08
Wai Kei Yip 葉偉基 Rep 1 2018-07 2018-08
Showing 1–20 of 20

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 · 1398 staff · 1 shared activity type · 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務(香港)有限公司

Related