Andrew Look
陸東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Look (陸東), a licensed Responsible Officer with CE reference ACO365. Currently licensed at 1 firm(s): MILESTONE CAPITAL LIMITED. Active regulated activities: Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MILESTONE CAPITAL LIMITED |
RO | Type 9 — Asset management | 2026-03-31 | present |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-07 | 2019-07-03 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-01 | 2019-07-03 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-01 | 2019-07-03 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-17 | 2017-08-01 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-17 | 2017-08-01 |
| Look's Securities Limited |
RO | Type 1 — Dealing in securities | 2016-08-31 | 2017-04-15 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-07-21 | 2017-04-15 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2010-04-30 | 2015-07-02 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2010-04-30 | 2017-04-15 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2009-03-06 | 2010-03-31 |
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2007-07-05 | 2008-08-06 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2007-07-05 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-24 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-24 |