Suen Hong Lok
駱遜康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suen Hong Lok (駱遜康), a licensed Responsible Officer with CE reference AJB468. Currently licensed at 2 firm(s): Bright Smart Securities International (H.K.) Limited, Bright Smart Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-10-20 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-10-20 | present |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
RO | Type 9 — Asset management | 2025-10-20 | present |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-09-08 | 2025-10-20 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2025-09-08 | 2025-10-20 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 — Asset management | 2025-09-08 | 2025-10-20 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-21 | 2025-06-30 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-21 | 2025-06-30 |
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 4 — Advising on securities | 2022-12-21 | 2025-06-30 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-21 | 2025-06-30 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | 2022-12-21 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2022-12-21 |
| Tianda Securities Limited 天大証券有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2022-12-21 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | 2022-12-21 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-19 | 2022-09-22 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-19 | 2022-09-22 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
RO | Type 9 — Asset management | 2017-12-19 | 2022-09-22 |
| Look's Securities Limited |
RO | Type 1 — Dealing in securities | 2017-06-05 | 2017-12-13 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-06-05 | 2017-12-13 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 9 — Asset management | 2017-06-05 | 2017-12-13 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
RO | Type 9 — Asset management | 2015-07-28 | 2017-04-26 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-12 | 2017-04-26 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-31 | 2015-03-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-28 | 2012-05-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-11 | 2012-02-10 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-08-25 | 2010-06-21 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-07-15 | 2011-01-06 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-15 | 2011-01-06 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-15 | 2008-07-06 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-03-15 | 2008-07-06 |