Li-Min Chien
簡利珉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li-Min Chien (簡利珉), a licensed former licensee with CE reference APR338. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 — Asset management | 2017-04-13 | 2017-10-19 |
| Look's Securities Limited |
RO | Type 1 — Dealing in securities | 2017-04-13 | 2017-10-19 |
| Safari Asia Limited 十八里亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-04-13 | 2017-10-19 |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-09-29 | 2017-03-20 |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-29 | 2016-09-29 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-16 | 2016-07-12 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
RO | Type 4 — Advising on securities | 2016-05-16 | 2016-07-12 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-05 | 2016-05-16 |
| Yuet Sheung International Securities Limited 粵商國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-29 | 2016-05-16 |
| Unicorn Securities Company Limited 益群證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-01 | 2016-02-19 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-23 | 2015-08-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-04-23 | 2015-08-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-30 | 2015-08-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-30 | 2015-08-24 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-15 | 2014-11-21 |
| Paochu Investment Advisory Limited 寶鉅投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-10-15 | 2014-11-21 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2013-03-13 | 2013-09-04 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2013-03-13 | 2013-09-04 |
| Nerico Brothers Limited | Rep | Type 3 — Leveraged foreign exchange trading | 2013-03-13 | 2013-09-04 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-10 | 2013-01-21 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-04 | 2012-06-15 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-04 | 2012-06-15 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-08 | 2011-03-24 |
| Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-02-02 | 2011-03-24 |
| QMIS Securities Limited 華亞證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-07-24 | 2009-12-09 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-02 | 2008-06-28 |
| Beevest Securities Limited 蜂投證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-02 | 2008-06-28 |
| Beevest Securities Limited 蜂投證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-11-02 | 2008-06-28 |