Unicorn Securities Company Limited
益群證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Unicorn Securities Company Limited (益群證券有限公司), a Hong Kong-based licensed corporation with CE reference ACD947. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 2 — Dealing in futures contracts; 9 — Asset management. Current licensed staff on file: 9 (total recorded over time: 19). Earliest licence on file: 2017-02-08.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Asset management →
Registered address
502 General Commercial Building, 156-164 Des Voeux Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 2 — Dealing in futures contracts | 2018-07-13 | present |
| Type 9 — Asset management | 2017-02-08 | present |
| Type 4 — Advising on securities | 2017-02-08 | 2021-08-05 |
| Type 4 — Advising on securities | present | 2004-11-30 |
| Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Type 9 — Asset management | present | 2004-11-30 |
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Colin Kar Lun Chan 陳家倫 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| Hoi Shu Chan 陳海樹 | RO 1, 4, 6, 9 | Pre-2003 | 2015-10 |
| Fang-Ming Jao 饒方敏 | RO 2, 4, 9 Rep 1 | 2015-03 | Present |
| Meng Yu Jao 饒孟友 | RO 1, 2, 9 | 2015-07 | Present |
| Yung Yung So 蘇榕熔 | RO 1 Rep 1 | 2011-08 | 2022-08 |
| Bo Wah Chan 陳寶華 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-09 |
| Li-Min Chien 簡利珉 | Rep 1 | 2015-09 | 2016-02 |
| Shun-Hui Chiou 邱舜慧 | Rep 1 | 2025-12 | Present |
| Yanni Duan 段燕妮 | Rep 1, 9 | 2024-02 | 2024-10 |
| Joel Kin Pong Ho 何健邦 | Rep 1 | 2007-09 | Present |
| Ying-Chau Huang 黃盈超 | Rep 1, 4, 9 | 2017-12 | 2021-04 |
| Shu Pang Hui 許樹鵬 | Rep 1, 4, 6, 9 | Pre-2003 | 2010-09 |
| Kuan Yu Lo 羅冠宇 | Rep 1 | 2025-09 | Present |
| Vincento Wai Hung Lo 盧偉鴻 | Rep 1, 4, 6, 9 | 2003-05 | 2009-03 |
| Ching Chi (SFC:AAA907) Ng 吳清池 | Rep 1 | 2016-11 | 2024-10 |
| Yuet Wah So 蘇悅華 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Hui-Chi Wang 王慧琦 | Rep 1 | 2025-09 | Present |
| Mei Yung Wong 黃美蓉 | Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Ching-Cheng Yang 楊欽城 | Rep 1 | 2015-03 | 2020-09 |
Showing 1–19 of 19
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