Fang-Ming Jao

饒方敏
CE No. BEZ036 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fang-Ming Jao (饒方敏), a licensed Responsible Officer with CE reference BEZ036. Currently licensed at 1 firm(s): Unicorn Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 9 — Asset management. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Unicorn Securities Company Limited
益群證券有限公司
RO Type 2 — Dealing in futures contracts 2018-07-13 present
Unicorn Securities Company Limited
益群證券有限公司
RO Type 9 — Asset management 2017-02-08 present
Unicorn Securities Company Limited
益群證券有限公司
Rep Type 1 — Dealing in securities 2015-03-12 present
Unicorn Securities Company Limited
益群證券有限公司
RO Type 4 — Advising on securities 2017-02-08 2021-08-05

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