Yanni Duan
段燕妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanni Duan (段燕妮), a licensed Representative with CE reference BHU468. Currently licensed at 1 firm(s): Target Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-11-29 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-29 | present |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-29 | present |
| Unicorn Securities Company Limited 益群證券有限公司 |
Rep | Type 9 — Asset management | 2024-06-24 | 2024-10-17 |
| Unicorn Securities Company Limited 益群證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-02-01 | 2024-10-17 |
| Bison Corporate Finance Limited 貝森企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-10-31 | 2024-01-11 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-03-16 | 2021-01-05 |