Chi Ming (SFC:BDO996) Lee
李志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming (SFC:BDO996) Lee (李志明), a licensed former licensee with CE reference BDO996. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-02-20 | 2022-08-01 |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 9 — Asset management | 2020-02-20 | 2022-08-01 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-07-07 | 2020-02-11 |
| Nan Guo International Asset Management Limited 南國國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-03 | 2020-02-11 |