Wai (SFC:ADW197) Chan
陳瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai (SFC:ADW197) Chan (陳瑋), a licensed former licensee with CE reference ADW197. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-10 | 2022-03-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-01-10 | 2022-03-31 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-01 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-01 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-01 |
| ASG Brokerage Limited 亞洲環球證券經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |
| ASG Futures Limited 亞洲環球期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-01 |