Maryanne Phung-van Giang
江鳳文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maryanne Phung-van Giang (江鳳文), a licensed former licensee with CE reference AEL911. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aliantis Capital Limited | RO | Type 9 — Asset management | 2009-02-26 | 2024-03-31 |
| Aliantis Capital Limited | Rep | Type 9 — Asset management | 2007-10-10 | 2009-02-26 |
| Chi Capital Securities Limited | Rep | Type 1 — Dealing in securities | 2005-12-07 | 2006-04-03 |
| Chi Capital Securities Limited | Rep | Type 4 — Advising on securities | 2005-12-07 | 2006-04-03 |
| Chi Capital Securities Limited | Rep | Type 9 — Asset management | 2005-12-02 | 2006-04-03 |
| Chi Capital Securities Limited | RO | Type 1 — Dealing in securities | 2005-02-16 | 2005-12-07 |
| Chi Capital Securities Limited | RO | Type 4 — Advising on securities | 2005-02-16 | 2005-12-07 |
| Chi Capital Securities Limited | RO | Type 9 — Asset management | 2005-02-16 | 2005-12-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-04-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2004-04-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-04-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-28 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |